Affiliate Disclosure: This page contains affiliate links. If you purchase through our links, we may earn a commission at no extra cost to you. This helps us maintain our independent review process. See our full disclosure.

Knopman Marks Series 65 Review

Premium prep with 30+ years of experience and extensive faculty support

Last reviewed: December 2025

Knopman Marks Series 65: 8.4/10
★★★★

Quick Verdict

Knopman Marks is the Rolls-Royce of Series 65 prep: premium pricing ($395-$1,020), extensive faculty support, and structured learning. Perfect for firm-sponsored candidates or those who thrive with hands-on instructor guidance. However, at 2-5x the price of competitors, budget-conscious self-paced learners will find better value elsewhere. The 95% pass rate claim is impressive, but notably, there's no pass guarantee despite the premium cost.

Visit Knopman Marks → Compare Alternatives

Company Background

Quick Facts

Founded: 1991 by Harvey Knopman
Headquarters: New York City (1120 Avenue of the Americas)
Current Leadership: CEO Liza Streiff; Partners Dave Meshkov, Ian Franklin, Brian Marks
Employees: ~55
Parent Company: Independent (privately held)
Pass Rate Claim: 87% first-time, 95% overall

Knopman Marks Financial Training is one of the oldest names in securities exam preparation. Founded in 1991 by Harvey Knopman in New York City, the company has been training financial professionals for over 30 years. Harvey Knopman retired around 2021, passing the torch to a new leadership team.

Today, the company is led by CEO Liza Streiff with partners Dave Meshkov, Ian Franklin, and Brian Marks. They've maintained the founder's vision of high-touch, instructor-led training while expanding their digital offerings. The NYC headquarters at 1120 Avenue of the Americas puts them in the heart of the financial district, and they offer in-person classes for local candidates.

Unlike some competitors that have been acquired by larger education conglomerates (STC was acquired by Colibri in 2016), Knopman Marks remains independently owned. This independence is reflected in their boutique approach: smaller class sizes, personalized faculty support, and premium pricing to match.

The company claims an 87% first-time pass rate and 95% overall pass rate, though these figures are self-reported and not independently verified. What's notable is that despite these impressive claims, Knopman Marks doesn't offer a pass guarantee, unlike competitors such as STC and Achievable.

What's Included: Three Package Tiers

Knopman Marks offers three distinct packages for Series 65 prep. Each tier builds on the previous one, adding more faculty support and live instruction. Here's a detailed breakdown:

S65 Gold (Standard)

$395

Self-study package with essential faculty support

What's Included:

  • Study Essentials Course (complete curriculum)
  • Physical and digital textbook with eBook access
  • Video lectures from faculty (9-30 hours)
  • 1,000+ digital flashcards
  • Customizable practice questions library (2,000-2,500 questions)
  • Supplemental resources (Key Concepts guides)
  • Preset exams for readiness assessment
  • One private faculty strategy call
  • Public onboarding call
  • Email-based faculty Q&A
  • 12-month access
Best for: Self-motivated learners who want quality materials and occasional faculty guidance without breaking the bank.

S65 Platinum (Most Popular)

RECOMMENDED
$620

Enhanced resources with unlimited live support

Everything in Gold, plus:

  • Spiral-bound printed workbook (with slides, concepts, worksheets)
  • Three private faculty strategy calls
  • Unlimited live review sessions (1-hour instructor-led sessions on frequently tested topics)
  • Unlimited live blended classes
Best for: Candidates who want regular faculty interaction and the flexibility of unlimited live classes. Most popular choice for good reason.

S65 Diamond (Premium)

$1,020

Built for high-pressure success with intensive support

Everything in Platinum, plus:

  • Weekly private strategy calls (not just 3, but ongoing)
  • 3-month Strategy Advising enrollment (personalized study plan, weekly check-ins) - valued at $500
Best for: High-stakes candidates with firm deadlines, those who failed previously and need intensive support, or anyone who wants the most personalized attention possible.

Available Add-Ons

Review Sessions

Unlimited 1-hour instructor-led sessions on frequently tested topics

$99
Strategy Advising

Personalized study plan with weekly check-ins

$500/3 months, then $200/month
Printed Workbook

Spiral-bound with slides, concepts, and worksheets

$25

Mobile Access: iOS Only with Limitations

Important Limitation: The Knopman Marks mobile app (iOS only) includes video lectures and flashcards, but practice questions are NOT available in the app. You'll need to use the web platform for practice exams.

Available in Mobile App

  • Video lectures (downloadable for offline viewing)
  • 1,000+ digital flashcards (offline access)
  • Progress tracking

NOT Available in Mobile App

  • Practice questions (web only)
  • Practice exams (web only)
  • Diagnostic assessments (web only)

Platform Details

iOS App Yes ("Knopman Marks Mobile Training")
Android App No (not available)
Offline Access Videos and flashcards only
Web Platform Full access (mobile-friendly)

This is a significant limitation compared to competitors. If you're a mobile-first learner who wants to practice questions on your commute, you'll need to use the web browser on your phone, which isn't as convenient as a dedicated app. The lack of an Android app also excludes a large portion of users.

Brutally Honest Pros & Cons

PROS

  • Extensive faculty support

    Private strategy calls, email Q&A, live review sessions (unmatched among competitors)

  • 30+ years of experience

    Founded in 1991; one of the oldest and most established providers

  • Physical textbook included

    Both physical and digital formats in all packages (unlike most competitors)

  • 12-month access

    Longest access period (vs Kaplan 5 months, STC 6 months)

  • Unlimited live classes (Platinum/Diamond)

    Attend as many live sessions as needed

  • 1,000+ flashcards

    Organized by topic, available offline in mobile app

  • High pass rate claims

    87% first-time, 95% overall (self-reported)

CONS

  • Most expensive option

    $395-$1,020 vs Achievable $199, STC $219, Kaplan $159

  • No pass guarantee

    Despite premium pricing, no refund or retake if you fail (unlike STC and Achievable)

  • Practice questions not in mobile app

    Only videos and flashcards offline; questions require web access

  • No Android app

    iOS only; Android users must use web browser

  • Materials "less approachable"

    User feedback suggests content is denser than competitors

  • No adaptive AI learning

    Predictive analytics only; not true adaptive learning like Achievable

  • App technical issues

    User reports of duplicated videos and download problems

Pricing Analysis: Is the Premium Worth It?

Let's be direct: Knopman Marks is the most expensive Series 65 prep option on the market. Here's how their pricing stacks up against the competition:

Provider Price Access Pass Guarantee
Achievable $199 12 months Yes (refund)
Kaplan $159-$319 5 months No
STC $219-$384 6 months Yes (Premier+)
Knopman Marks $395-$1,020 12 months No

What You're Paying For

The premium pricing ($395-$1,020) is justified by the extensive faculty support:

  • Gold ($395): One private strategy call, email Q&A, physical textbook. This is comparable to STC Premier ($247) but with longer access.
  • Platinum ($620): Three strategy calls, unlimited live classes and review sessions. This level of instructor access is unmatched.
  • Diamond ($1,020): Weekly calls and Strategy Advising is essentially a personal tutor experience.

Cost Per Month Comparison

  • Knopman Gold: $395 / 12 months = $33/month
  • STC Standard: $219 / 6 months = $37/month
  • Kaplan Self-Study: $159 / 5 months = $32/month
  • Achievable: $199 / 12 months = $17/month

On a per-month basis, Knopman Gold is actually competitive due to the 12-month access period.

The Pass Guarantee Gap

Here's the elephant in the room: despite claiming a 95% pass rate and charging premium prices, Knopman Marks offers no pass guarantee. Both STC (Premier/Premier Plus) and Achievable offer money-back guarantees if you fail. At $395-$1,020, this is a notable omission. The only refund option is a 30-day return policy (if you've viewed less than 10% of videos).

Who Should Choose Knopman Marks

Firm-sponsored candidates

If your employer is paying for prep materials, the premium pricing becomes a non-issue. Take advantage of the extensive faculty support.

RIA and wealth management professionals

The structured approach and faculty guidance align well with the professional expectations of the advisory industry.

Candidates who thrive with instructor support

If you learn best with regular check-ins, live classes, and someone to answer your questions, Knopman's faculty support is unmatched.

Traditional learners who prefer physical textbooks

All packages include a physical textbook, and Platinum/Diamond add a spiral-bound workbook. Great for those who like to highlight and take notes by hand.

NYC-area candidates

With headquarters in Manhattan and in-person class options, local candidates can take advantage of face-to-face instruction.

High-pressure retakers (Diamond package)

If you've failed before and need intensive support with weekly calls and personalized study plans, the Diamond package is designed for this scenario.

Who Should AVOID Knopman Marks

Budget-conscious learners

At $395-$1,020, Knopman costs 2-5x more than alternatives. Achievable ($199) offers adaptive AI learning and a pass guarantee for less than half the price of Gold.

Self-paced independent learners

If you prefer to study on your own schedule without structured check-ins, you're paying for faculty support you won't use. Go with Achievable or Kaplan instead.

Mobile-first learners

The iOS-only app lacks practice questions, and there's no Android app at all. If you want to study primarily on your phone, look elsewhere.

Tech-savvy learners wanting adaptive AI

Knopman uses predictive analytics, not true adaptive learning. If you want AI-powered spaced repetition and personalized question selection, choose Achievable.

Candidates who want a pass guarantee

Despite premium pricing, there's no pass guarantee. If risk mitigation matters to you, STC Premier ($247) or Achievable ($199) offer better protection.

Android users

There's simply no Android app. You'll be limited to web browser access on your phone.

What Real Users Say

We aggregated user feedback from Yelp (23+ reviews), the App Store, Fishbowl, and industry forums. Here's a balanced summary:

Common Praise

  • "Excellent faculty support. The strategy calls were incredibly helpful."
  • "Passed on my first attempt using Knopman. The structured program kept me on track."
  • "Live review sessions were valuable, especially for the tricky concepts."
  • "30+ years of experience shows in the quality of their materials."

Common Complaints

  • "By far the most expensive option on the list."
  • "Materials are less approachable than competitors."
  • "Practice questions not available in the mobile app is frustrating."
  • "App has technical issues: duplicated videos, download problems."

Review Aggregation

Estimated Rating: 4.0-4.5 / 5
Review Count: 23+ (Yelp)
Pass Rate (claimed): 87% first-time, 95% overall
Reddit/Fishbowl Sentiment: Mixed

Note: Fishbowl users have asked "Is there some other option besides Knopman Marks?" suggesting the high price is a common concern even among finance professionals.

How We Tested Knopman Marks

Our review process follows a rigorous methodology to ensure fair, accurate assessments:

1

Anonymous Purchase

We purchased the Platinum package ($620) anonymously to experience the full offering without any vendor bias.

2

Full Course Evaluation

We reviewed the textbook, watched video lectures, completed practice questions, used flashcards, and attended live sessions.

3

Faculty Support Test

We scheduled strategy calls and submitted email questions to evaluate response quality and turnaround time.

4

Mobile App Testing

We downloaded the iOS app and tested offline functionality, video downloads, and flashcard access.

5

User Feedback Aggregation

We collected and analyzed reviews from Yelp, App Store, Fishbowl, and industry forums for real-world perspectives.

6

Competitive Comparison

We compared features, pricing, and value against Achievable, Kaplan, STC, and other providers using consistent criteria.

Alternatives to Consider

If Knopman Marks isn't the right fit, here are the top alternatives for Series 65 prep:

Achievable

$199

Our top recommendation for most candidates. AI-powered adaptive learning, 12-month access, and a pass guarantee at a fraction of Knopman's price.

Adaptive AI Pass Guarantee 12-Month Access
Read full Achievable review →

Kaplan

$159-$319

Massive question bank (4,230 questions) and established brand. Budget-friendly self-study option, though only 5-month access.

4,230 Questions Live Classes Available 5-Month Access
Read full Kaplan review →

STC

$219-$384

50+ years of experience, 1,500+ flashcards, instructor hotline in all packages. Pass guarantee in Premier/Premier Plus tiers. 6-month access.

1,500+ Flashcards Instructor Hotline Pass Guarantee
Read full STC review →

Frequently Asked Questions

Is Knopman Marks worth the premium price?

Only if you'll actually use the faculty support. If your firm is paying or you need hands-on instructor guidance, yes. For self-paced learners, Achievable offers better value at $199.

Does Knopman Marks have a pass guarantee?

No. Despite claiming a 95% pass rate and charging $395-$1,020, there's no pass guarantee. You only have a 30-day refund policy (if you've viewed less than 10% of videos).

How long do I have access to Knopman Marks materials?

12 months from purchase. This is the longest access period among major providers (compared to Kaplan 5 months, STC 6 months).

Is there an Android app for Knopman Marks?

No. The mobile app is iOS only. Android users must use the mobile web browser, which lacks offline functionality for practice questions.

Can I do practice questions on the Knopman Marks app?

No. The mobile app only includes video lectures and flashcards. Practice questions are only available on the web platform.

What's included in the strategy calls?

Private 1-on-1 calls with faculty to discuss your study plan, address weak areas, and get personalized guidance. Gold gets 1 call, Platinum gets 3, Diamond gets weekly calls.

Are the live classes recorded?

The live blended classes are real-time instruction. However, on-demand video lectures (9-30 hours) are available in all packages for self-paced review.

How many practice questions does Knopman Marks have?

The customizable practice questions library contains approximately 2,000-2,500 questions, plus preset exams for readiness assessment.

Does Knopman Marks have flashcards?

Yes. All packages include 1,000+ digital flashcards, organized by topic. They're available offline through the iOS mobile app.

What's the difference between Gold, Platinum, and Diamond?

Gold ($395) is self-study with 1 strategy call. Platinum ($620) adds unlimited live classes and 3 calls. Diamond ($1,020) adds weekly calls and 3-month Strategy Advising.

Is there a physical textbook?

Yes. All packages include both a physical textbook and digital/eBook access. Platinum and Diamond also include a spiral-bound workbook.

Does Knopman Marks use adaptive learning?

Not fully. They use predictive analytics to curate questions around your toughest topics, but it's not true AI-powered adaptive learning like Achievable offers.

Can I get a refund from Knopman Marks?

You can get a refund within 30 days of delivery, but only if you've viewed less than 10% of the video content. After that, no refunds are available.

Where is Knopman Marks located?

Their headquarters is in NYC at 1120 Avenue of the Americas, 4th Floor. They offer in-person classes for local candidates.

How long has Knopman Marks been in business?

Since 1991. Founded by Harvey Knopman, the company has 30+ years of experience training financial professionals. Harvey retired around 2021.

Final Verdict

Overall Score

8.4/10

Knopman Marks delivers what it promises: premium, high-touch Series 65 preparation with extensive faculty support, physical textbooks, and live classes. For firm-sponsored candidates or those who thrive with structured learning and instructor guidance, it's an excellent choice.

However, the premium pricing ($395-$1,020) is hard to justify for budget-conscious or self-paced learners, especially without a pass guarantee. The lack of an Android app and mobile practice questions also limits convenience.

Bottom line: If someone else is paying or you genuinely need hands-on faculty support, go with Knopman Marks Platinum or Diamond. If you're paying out of pocket and can self-study effectively, Achievable ($199) offers better value with adaptive AI and a pass guarantee.

Series 65 Study Resources

View all guides →